Unclaimed Profile

Kelsey Marie Lyman

CONVERGENCE FINANCIAL, LLC·COLUMBIA, Missouri

SIE, Series 7TO, Series 24, Series 63, Series 65Clean record4 years registeredCONVERGENCE FINANCIAL, LLC

3919 S. PROVIDENCE ROAD, COLUMBIA, MO 65203CRD# 7150684Firm CRD# 304146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelsey Marie Lyman · COLUMBIA, MO

Registration

CRD #7150684 · CONVERGENCE FINANCIAL, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONVERGENCE FINANCIAL, LLC

CONVERGENCE FINANCIAL

Dec 2021 – Dec 2023

COLUMBIA, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · December 13, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONVERGENCE FINANCIAL, LLC

CRD 304146 · SEC 801-116738

AUM

$422M

Regulatory assets under management

Employees

2,651 client accounts

Services offered by CONVERGENCE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONVERGENCE FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Kelsey Marie Lyman offer?

Kelsey Marie Lyman specializes in Financial Planning, Investment Management.

What are Kelsey Marie Lyman's credentials?

Kelsey Marie Lyman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelsey Marie Lyman located?

Kelsey Marie Lyman is based in COLUMBIA, Missouri, last registered with CONVERGENCE FINANCIAL, LLC.

How does Kelsey Marie Lyman charge for services?

Kelsey Marie Lyman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVERGENCE FINANCIAL, LLC?

CONVERGENCE FINANCIAL, LLC has approximately 18 employees and manages $422M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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