Unclaimed Profile

Cathleen Anne Wrisberg

CONVERGENCE FINANCIAL, LLC·COLUMBIA, Missouri

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 66Clean record15 years registeredCONVERGENCE FINANCIAL, LLC

3919 S. PROVIDENCE ROAD, COLUMBIA, MO 65203CRD# 5861789Firm CRD# 304146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cathleen Anne Wrisberg · COLUMBIA, MO

Registration

CRD #5861789 · CONVERGENCE FINANCIAL, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONVERGENCE FINANCIAL, LLC

CONVERGENCE FINANCIAL

Oct 2024 – May 2026

Chesterfield, MO

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Feb 2016 – Feb 2024

MANCHESTER, MO

MOLONEY INVESTMENT ADVISORY LLC

Jan 2016 – Dec 2016

MANCHESTER, MO

MOLONEY SECURITIES CO., INC.

Jul 2015 – Apr 2016

MANCHESTER, MO

EDWARD JONES

Mar 2011 – Jul 2015

ST LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 66

Registration record

First registered · March 23, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONVERGENCE FINANCIAL, LLC

CRD 304146 · SEC 801-116738

AUM

$422M

Regulatory assets under management

Employees

2,651 client accounts

Services offered by CONVERGENCE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONVERGENCE FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Cathleen Anne Wrisberg offer?

Cathleen Anne Wrisberg specializes in Financial Planning, Investment Management.

What are Cathleen Anne Wrisberg's credentials?

Cathleen Anne Wrisberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cathleen Anne Wrisberg located?

Cathleen Anne Wrisberg is based in COLUMBIA, Missouri, last registered with CONVERGENCE FINANCIAL, LLC.

How does Cathleen Anne Wrisberg charge for services?

Cathleen Anne Wrisberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVERGENCE FINANCIAL, LLC?

CONVERGENCE FINANCIAL, LLC has approximately 18 employees and manages $422M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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