Unclaimed Profile

Travis Earl Cook

CONVERGENCE FINANCIAL, LLC·COLUMBIA, Missouri

SIE, Series 7, Series 24, Series 66CFP19 years registeredCONVERGENCE FINANCIAL, LLC

3919 S. PROVIDENCE ROAD, COLUMBIA, MO 65203CRD# 5222336Firm CRD# 304146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Travis Earl Cook · COLUMBIA, MO

Registration

CRD #5222336 · CONVERGENCE FINANCIAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CONVERGENCE FINANCIAL

Jun 2019 – present

GOOD LIFE ADVISORS, LLC

Nov 2017 – Dec 2019

Columbia, MO

WADDELL & REED

Jan 2007 – Aug 2016

COLUMBIA, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · January 19, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

2016Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CONVERGENCE FINANCIAL, LLC

CRD 304146 · SEC 801-116738

AUM

$422M

Regulatory assets under management

Employees

2,651 client accounts

Services offered by CONVERGENCE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONVERGENCE FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Travis Earl Cook offer?

Travis Earl Cook specializes in Financial Planning, Investment Management. Contact their office in COLUMBIA, Missouri for a consultation.

What are Travis Earl Cook's credentials?

Travis Earl Cook holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Travis Earl Cook located?

Travis Earl Cook is based in COLUMBIA, Missouri, working with CONVERGENCE FINANCIAL, LLC. Their office serves clients in the COLUMBIA metropolitan area and surrounding communities.

How does Travis Earl Cook charge for services?

Travis Earl Cook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVERGENCE FINANCIAL, LLC?

CONVERGENCE FINANCIAL, LLC has approximately 18 employees and manages $422M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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