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Mary Frances Schott

CETERA ADVISORS LLC·ST CLOUD, Minnesota
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400 FIRST STREET SOUTH, ST CLOUD, MN 56301CRD# 1453429Firm CRD# 10299
01

About

Mary Frances Schott is a registered financial advisor based in ST CLOUD, Minnesota, affiliated with CETERA ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CETERA ADVISORS LLC
CETERA ADVISORS LLC
AUM
$22.0B
Regulatory assets under management
Employees
1138
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1453429
Firm CRD# 10299
14 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mary Frances Schott offer?
Mary Frances Schott specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST CLOUD, Minnesota for a consultation.
What are Mary Frances Schott's credentials?
Mary Frances Schott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Frances Schott located?
Mary Frances Schott is based in ST CLOUD, Minnesota, working with CETERA ADVISORS LLC. Their office serves clients in the ST CLOUD metropolitan area and surrounding communities.
How does Mary Frances Schott charge for services?
Mary Frances Schott's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CETERA ADVISORS LLC?
CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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