Unclaimed Profile

Brian Joseph Haley

CETERA ADVISORS LLC·DENVER, Colorado

SIE, Series 7, Series 14, Series 24, Series 31, Series 63, Series 65Clean record24 years registeredCETERA ADVISORS LLC

4600 S. SYRACUSE, DENVER, CO 80237CRD# 4361815Firm CRD# 10299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Joseph Haley · DENVER, CO

Registration

CRD #4361815 · CETERA ADVISORS LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

Aug 2005 – Mar 2024

SCHAUMBURG, IL

QUICK & REILLY, INC.

Feb 2003 – May 2003

STAMFORD, CT

MORGAN STANLEY

Mar 2002 – Sep 2002

DANBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · March 18, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA ADVISORS LLC

CRD 10299 · SEC 801-33020

AUM

$22.0B

Regulatory assets under management

Employees

1,138

81,652 client accounts

Services offered by CETERA ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Brian Joseph Haley offer?

Brian Joseph Haley specializes in Financial Planning, Investment Management, Wealth Management.

What are Brian Joseph Haley's credentials?

Brian Joseph Haley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Joseph Haley located?

Brian Joseph Haley is based in DENVER, Colorado, last registered with CETERA ADVISORS LLC.

How does Brian Joseph Haley charge for services?

Brian Joseph Haley's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA ADVISORS LLC?

CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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