Unclaimed Profile

Adam Nicholas Antoniades

CETERA ADVISORS LLC·DENVER, Colorado

SIE, Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TOClean record30 years registeredCETERA ADVISORS LLC

4600 S. SYRACUSE, DENVER, CO 80237CRD# 2261744Firm CRD# 10299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Nicholas Antoniades · DENVER, CO

Registration

CRD #2261744 · CETERA ADVISORS LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

May 2015 – Apr 2026

SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC

May 2015 – Apr 2025

SAN DIEGO, CA

CETERA ADVISOR NETWORKS LLC

Jun 2014 – Jun 2023

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Dec 2015

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Jun 2005 – Jul 2012

SAN DIEGO, CA

ROUND HILL SECURITIES, INC.

Nov 2004 – Jun 2005

ALAMO, CA

ADVANCED EQUITIES, INC.

Aug 2004 – Nov 2006

CHICAGO, IL

FIRST ALLIED SECURITIES, INC.

Apr 1996 – Sep 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 65

Series 99TO

Registration record

First registered · April 26, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA ADVISORS LLC

CRD 10299 · SEC 801-33020

AUM

$22.0B

Regulatory assets under management

Employees

1,138

81,652 client accounts

Services offered by CETERA ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Adam Nicholas Antoniades offer?

Adam Nicholas Antoniades specializes in Financial Planning, Investment Management, Wealth Management.

What are Adam Nicholas Antoniades's credentials?

Adam Nicholas Antoniades is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Nicholas Antoniades located?

Adam Nicholas Antoniades is based in DENVER, Colorado, last registered with CETERA ADVISORS LLC.

How does Adam Nicholas Antoniades charge for services?

Adam Nicholas Antoniades's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA ADVISORS LLC?

CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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