Unclaimed Profile

Patrick Joseph Toutant

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

SIE, Series 3, Series 7, Series 8, Series 63, Series 6530 years registeredTHE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 865459Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Joseph Toutant · GOLDEN VALLEY, MN

Registration

CRD #865459 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

HILLTOP SECURITIES INC.

May 2020 – Sep 2020

St. Paul, MN

PIPER JAFFRAY & CO.

May 2018 – May 2019

MINNEAPOLIS, MN

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Oct 2017 – May 2018

GOLDEN VALLEY, MN

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Oct 2009 – Apr 2017

EAU CLAIRE, WI

UBS FINANCIAL SERVICES INC.

Aug 2006 – Oct 2009

EAU CLAIRE, WI

PIPER JAFFRAY & CO.

Jul 2005 – Aug 2006

EAU CLAIRE, WI

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 1995 – Jul 2005

EAU CLAIRE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · September 18, 1995

Years registered · 30

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941 · SEC 801-80809

AUM

$456M

Regulatory assets under management

Employees

1,501 client accounts

Services offered by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Introduction

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Frequently Asked Questions

What services does Patrick Joseph Toutant offer?

Patrick Joseph Toutant specializes in Financial Planning, Investment Management.

What are Patrick Joseph Toutant's credentials?

Patrick Joseph Toutant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Joseph Toutant located?

Patrick Joseph Toutant is based in GOLDEN VALLEY, Minnesota, last registered with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

How does Patrick Joseph Toutant charge for services?

Patrick Joseph Toutant's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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