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Robert M Regan

REGAN INVESTMENTS, INC.·GOLDEN VALLEY, Minnesota
Series 7, Series 65, Series 66Clean record8 years registeredREGAN INVESTMENTS, INC.
5500 WAYZATA BOULEVARD, GOLDEN VALLEY, MN 55416CRD# 4339405Firm CRD# 121868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert M Regan · GOLDEN VALLEY, MN
Registration
CRD #4339405 · REGAN INVESTMENTS, INC. · 8 years registered
Brand Profile
Not yet started
01

Career History

REGAN INVESTMENTS, INC.
Mar 2018 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 65
Series 66
Registration record
First registered · March 27, 2018
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REGAN INVESTMENTS, INC.
CRD 121868 · SEC 801-70012
AUM
$58M
Regulatory assets under management
Employees
1
266 client accounts
Services offered by REGAN INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at REGAN INVESTMENTS, INC. →
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05

Frequently Asked Questions

What services does Robert M Regan offer?
Robert M Regan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GOLDEN VALLEY, Minnesota for a consultation.
What are Robert M Regan's credentials?
Robert M Regan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert M Regan located?
Robert M Regan is based in GOLDEN VALLEY, Minnesota, working with REGAN INVESTMENTS, INC.. Their office serves clients in the GOLDEN VALLEY metropolitan area and surrounding communities.
How does Robert M Regan charge for services?
Robert M Regan's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: percentage of profits. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGAN INVESTMENTS, INC.?
REGAN INVESTMENTS, INC. has approximately 1 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Robert Morgan Regan
GOLDEN VALLEY, MN

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