Unclaimed Profile

Michael David Leonard

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

SIE, Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 15, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 99TO23 years registeredTHE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 728226Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Leonard · GOLDEN VALLEY, MN

Registration

CRD #728226 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · 23 years registered

Brand Profile

Not yet started

Career History

NORTHLAND ASSET MANAGEMENT

Oct 2017 – present

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Oct 2002 – Oct 2017

GOLDEN VALLEY, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 15

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · October 8, 2002

Years registered · 23

Disclosure History

2009Regulatory·Final

2007Customer Dispute·Award / Judgment

2007Regulatory·Final

2005Customer Dispute·Settled

1988Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941 · SEC 801-80809

AUM

$456M

Regulatory assets under management

Employees

1,501 client accounts

Services offered by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Introduction

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Frequently Asked Questions

What services does Michael David Leonard offer?

Michael David Leonard specializes in Financial Planning, Investment Management. Contact their office in GOLDEN VALLEY, Minnesota for a consultation.

What are Michael David Leonard's credentials?

Michael David Leonard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Leonard located?

Michael David Leonard is based in GOLDEN VALLEY, Minnesota, working with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. Their office serves clients in the GOLDEN VALLEY metropolitan area and surrounding communities.

How does Michael David Leonard charge for services?

Michael David Leonard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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