Unclaimed Profile

Lisa Ann Newman

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

SIE, Series 4, Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 63, Series 66, Series 99TOClean record19 years registeredTHE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 2962955Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Ann Newman · GOLDEN VALLEY, MN

Registration

CRD #2962955 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Sep 2012 – Mar 2025

GOLDEN VALLEY, MN

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Jun 2007 – Aug 2011

GOLDEN VALLEY, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · June 7, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941 · SEC 801-80809

AUM

$456M

Regulatory assets under management

Employees

1,501 client accounts

Services offered by THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Introduction

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Frequently Asked Questions

What services does Lisa Ann Newman offer?

Lisa Ann Newman specializes in Financial Planning, Investment Management.

What are Lisa Ann Newman's credentials?

Lisa Ann Newman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Ann Newman located?

Lisa Ann Newman is based in GOLDEN VALLEY, Minnesota, last registered with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

How does Lisa Ann Newman charge for services?

Lisa Ann Newman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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