Unclaimed Profile

Lisa Ann Newman

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC·GOLDEN VALLEY, Minnesota

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

701 XENIA AVENUE SOUTH, GOLDEN VALLEY, MN 55416-1089CRD# 2962955Firm CRD# 42941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Ann Newman · GOLDEN VALLEY, MN

Registration

CRD #2962955 · THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

Lisa Ann Newman is a registered financial advisor based in GOLDEN VALLEY, Minnesota, affiliated with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

AUM

$456M

Regulatory assets under management

Employees

Total firm employees

View all advisors at THE OAK RIDGE FINANCIAL SERVICES GROUP, INC →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2962955

Firm CRD# 42941

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lisa Ann Newman offer?

Lisa Ann Newman specializes in Financial Planning, Investment Management. Contact their office in GOLDEN VALLEY, Minnesota for a consultation.

What are Lisa Ann Newman's credentials?

Lisa Ann Newman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Ann Newman located?

Lisa Ann Newman is based in GOLDEN VALLEY, Minnesota, working with THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. Their office serves clients in the GOLDEN VALLEY metropolitan area and surrounding communities.

How does Lisa Ann Newman charge for services?

Lisa Ann Newman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE OAK RIDGE FINANCIAL SERVICES GROUP, INC?

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC has approximately 60 employees and manages $456M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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