Unclaimed Profile

Thomas Patrick Furlong

MWM ADVISORY SERVICES LLC·LOUISVILLE, Kentucky

SIE, Series 6, Series 7, Series 63, Series 6525 years registeredMWM ADVISORY SERVICES LLC

2600 MEIDINGER TOWER, LOUISVILLE, KY 40202CRD# 2091577Firm CRD# 166411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Patrick Furlong · LOUISVILLE, KY

Registration

CRD #2091577 · MWM ADVISORY SERVICES LLC · 25 years registered

Brand Profile

Not yet started

Career History

KESTRA ADVISORY SERVICES, LLC

Nov 2018 – present

MWM ADVISORY

May 2014 – May 2019

LOUISVILLE, KY

LPL FINANCIAL LLC

Feb 2005 – Sep 2016

LOUISVILLE, KY

MONY SECURITIES CORPORATION

Dec 2003 – Jan 2005

LOUISVILLE, KY

TRUSTED ADVISORS

Mar 2003 – Dec 2003

LOUISVILLE, KY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

May 2001 – Mar 2003

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 31, 2001

Years registered · 25

Disclosure History

2025Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MWM ADVISORY SERVICES LLC

CRD 166411 · SEC 801-106583

AUM

$71M

Regulatory assets under management

Employees

450 client accounts

Services offered by MWM ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MWM ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Patrick Furlong offer?

Thomas Patrick Furlong specializes in Financial Planning, Investment Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Thomas Patrick Furlong's credentials?

Thomas Patrick Furlong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Patrick Furlong located?

Thomas Patrick Furlong is based in LOUISVILLE, Kentucky, working with MWM ADVISORY SERVICES LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Thomas Patrick Furlong charge for services?

Thomas Patrick Furlong's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MWM ADVISORY SERVICES LLC?

MWM ADVISORY SERVICES LLC has approximately 16 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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