Unclaimed Profile

John George Kallis

MWM ADVISORY SERVICES LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 9, Series 10, Series 6623 years registeredMWM ADVISORY SERVICES LLC

2600 MEIDINGER TOWER, LOUISVILLE, KY 40202CRD# 4366410Firm CRD# 166411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John George Kallis · LOUISVILLE, KY

Registration

CRD #4366410 · MWM ADVISORY SERVICES LLC · 23 years registered

Brand Profile

Not yet started

Career History

KESTRA ADVISORY SERVICES, LLC

Dec 2018 – present

MWM ADVISORY

May 2014 – May 2019

LOUISVILLE, KY

LPL FINANCIAL LLC

Jan 2010 – Sep 2016

LOUISVILLE, KY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2002 – Jan 2010

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · October 1, 2002

Years registered · 23

Disclosure History

2020Regulatory·Final

2018Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MWM ADVISORY SERVICES LLC

CRD 166411 · SEC 801-106583

AUM

$71M

Regulatory assets under management

Employees

450 client accounts

Services offered by MWM ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MWM ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does John George Kallis offer?

John George Kallis specializes in Financial Planning, Investment Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are John George Kallis's credentials?

John George Kallis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John George Kallis located?

John George Kallis is based in LOUISVILLE, Kentucky, working with MWM ADVISORY SERVICES LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does John George Kallis charge for services?

John George Kallis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MWM ADVISORY SERVICES LLC?

MWM ADVISORY SERVICES LLC has approximately 16 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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