Unclaimed Profile

Diane Bennett Medley

MWM ADVISORY SERVICES LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 66Clean record24 years registeredMWM ADVISORY SERVICES LLC

2600 MEIDINGER TOWER, LOUISVILLE, KY 40202CRD# 4016244Firm CRD# 166411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diane Bennett Medley · LOUISVILLE, KY

Registration

CRD #4016244 · MWM ADVISORY SERVICES LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MWM ADVISORY SERVICES LLC

KESTRA ADVISORY SERVICES, LLC

Dec 2023 – Dec 2023

Louisville, KY

KESTRA ADVISORY SERVICES, LLC

May 2019 – Nov 2023

Louisville, KY

MWM ADVISORY

May 2014 – May 2019

LOUISVILLE, KY

LPL FINANCIAL LLC

Feb 2005 – Nov 2016

LOUISVILLE, KY

MONY SECURITIES CORPORATION

Dec 2003 – Jan 2005

LOUISVILLE, KY

TRUSTED ADVISORS

Oct 2002 – Dec 2003

LOUISVILLE, KY

1ST GLOBAL ADVISORS INC

Feb 2002 – Oct 2002

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 13, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MWM ADVISORY SERVICES LLC

CRD 166411 · SEC 801-106583

AUM

$71M

Regulatory assets under management

Employees

450 client accounts

Services offered by MWM ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MWM ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Diane Bennett Medley offer?

Diane Bennett Medley specializes in Financial Planning, Investment Management.

What are Diane Bennett Medley's credentials?

Diane Bennett Medley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diane Bennett Medley located?

Diane Bennett Medley is based in LOUISVILLE, Kentucky, last registered with MWM ADVISORY SERVICES LLC.

How does Diane Bennett Medley charge for services?

Diane Bennett Medley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MWM ADVISORY SERVICES LLC?

MWM ADVISORY SERVICES LLC has approximately 16 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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