Unclaimed Profile

Mary Linder Herrmann

HARVEY INVESTMENT COMPANY, LLC·LOUISVILLE, Kentucky

Series 7, Series 63, Series 65Clean record12 years registeredHARVEY INVESTMENT COMPANY, LLC

297 NORTH HUBBARDS LANE, LOUISVILLE, KY 40207CRD# 4161367Firm CRD# 110482

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Linder Herrmann · LOUISVILLE, KY

Registration

CRD #4161367 · HARVEY INVESTMENT COMPANY, LLC · 12 years registered

Brand Profile

Not yet started

Career History

HARVEY INVESTMENT COMPANY, LLC

Jun 2014 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 9, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARVEY INVESTMENT COMPANY, LLC

CRD 110482 · SEC 801-58031

AUM

$913M

Regulatory assets under management

Employees

264 client accounts

Services offered by HARVEY INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HARVEY INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Mary Linder Herrmann offer?

Mary Linder Herrmann specializes in Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Mary Linder Herrmann's credentials?

Mary Linder Herrmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Linder Herrmann located?

Mary Linder Herrmann is based in LOUISVILLE, Kentucky, working with HARVEY INVESTMENT COMPANY, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Mary Linder Herrmann charge for services?

Mary Linder Herrmann's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEY INVESTMENT COMPANY, LLC?

HARVEY INVESTMENT COMPANY, LLC has approximately 4 employees and manages $913M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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