Unclaimed Profile

Jay Gordon Conner

MWM ADVISORY SERVICES LLC·LOUISVILLE, Kentucky

Series 7, Series 66Clean record23 years registeredMWM ADVISORY SERVICES LLC

2600 MEIDINGER TOWER, LOUISVILLE, KY 40202CRD# 4558898Firm CRD# 166411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jay Gordon Conner · LOUISVILLE, KY

Registration

CRD #4558898 · MWM ADVISORY SERVICES LLC · 23 years registered

Brand Profile

Not yet started

Career History

ARENA WEALTH ADVISORS LLC

Sep 2024 – present

KESTRA ADVISORY SERVICES, LLC

Dec 2018 – Dec 2024

Louisville, KY

MWM ADVISORY

Dec 2014 – May 2019

JEFFERSONVILLE, IN

CAPITAL ASSET MANAGEMENT, LLC

Apr 2006 – Apr 2019

JEFFERSONVILLE, IN

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Sep 2002 – Jun 2005

COCOA, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 26, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MWM ADVISORY SERVICES LLC

CRD 166411 · SEC 801-106583

AUM

$71M

Regulatory assets under management

Employees

450 client accounts

Services offered by MWM ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MWM ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Jay Gordon Conner offer?

Jay Gordon Conner specializes in Financial Planning, Investment Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Jay Gordon Conner's credentials?

Jay Gordon Conner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jay Gordon Conner located?

Jay Gordon Conner is based in LOUISVILLE, Kentucky, working with MWM ADVISORY SERVICES LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Jay Gordon Conner charge for services?

Jay Gordon Conner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MWM ADVISORY SERVICES LLC?

MWM ADVISORY SERVICES LLC has approximately 16 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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