Unclaimed Profile

Donald Lee Asfahl

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 63CFAClean record23 years registeredJ.J.B. HILLIARD, W.L. LYONS, LLC

500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 2824358Firm CRD# 453

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Lee Asfahl · LOUISVILLE, KY

Registration

CRD #2824358 · J.J.B. HILLIARD, W.L. LYONS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: J.J.B. HILLIARD, W.L. LYONS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

Oct 2019 – Sep 2025

LOUISVILLE, KY

HILLIARD LYONS CAPITAL MANAGEMENT, LLC

Apr 2008 – Feb 2011

LOUISVILLE, KY

J.J.B. HILLIARD, W.L. LYONS, LLC

May 2003 – Oct 2019

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · May 30, 2003

Years registered · 23

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD 453 · SEC 801-23120

AUM

$9.3B

Regulatory assets under management

Employees

1,025

31,198 client accounts

Services offered by J.J.B. HILLIARD, W.L. LYONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at J.J.B. HILLIARD, W.L. LYONS, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Lee Asfahl offer?

Donald Lee Asfahl specializes in Financial Planning, Investment Management, Wealth Management.

What are Donald Lee Asfahl's credentials?

Donald Lee Asfahl holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Donald Lee Asfahl located?

Donald Lee Asfahl is based in LOUISVILLE, Kentucky, last registered with J.J.B. HILLIARD, W.L. LYONS, LLC.

How does Donald Lee Asfahl charge for services?

Donald Lee Asfahl's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.J.B. HILLIARD, W.L. LYONS, LLC?

J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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