Unclaimed Profile

Charles Morrison Grimley

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 27, Series 28, Series 66, Series 99TOClean record20 years registeredJ.J.B. HILLIARD, W.L. LYONS, LLC

500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 1121284Firm CRD# 453

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Morrison Grimley · LOUISVILLE, KY

Registration

CRD #1121284 · J.J.B. HILLIARD, W.L. LYONS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: J.J.B. HILLIARD, W.L. LYONS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

Oct 2019 – Jan 2022

LOUISVILLE, KY

J.J.B. HILLIARD, W.L. LYONS, LLC

Jan 2006 – Oct 2019

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 28

Series 66

Series 99TO

Registration record

First registered · January 18, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD 453 · SEC 801-23120

AUM

$9.3B

Regulatory assets under management

Employees

1,025

31,198 client accounts

Services offered by J.J.B. HILLIARD, W.L. LYONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at J.J.B. HILLIARD, W.L. LYONS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Morrison Grimley offer?

Charles Morrison Grimley specializes in Financial Planning, Investment Management, Wealth Management.

What are Charles Morrison Grimley's credentials?

Charles Morrison Grimley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Morrison Grimley located?

Charles Morrison Grimley is based in LOUISVILLE, Kentucky, last registered with J.J.B. HILLIARD, W.L. LYONS, LLC.

How does Charles Morrison Grimley charge for services?

Charles Morrison Grimley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.J.B. HILLIARD, W.L. LYONS, LLC?

J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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