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Wesley Lee Ringo

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky
Unclaimed Profile
500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 1480802Firm CRD# 453
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About

Wesley Lee Ringo is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with J.J.B. HILLIARD, W.L. LYONS, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
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Firm Overview

Firm
J.J.B. HILLIARD, W.L. LYONS, LLC
J.J.B. HILLIARD, W.L. LYONS, LLC
AUM
$9.3B
Regulatory assets under management
Employees
1025
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1480802
Firm CRD# 453
9 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Wesley Lee Ringo offer?
Wesley Lee Ringo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Wesley Lee Ringo's credentials?
Wesley Lee Ringo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wesley Lee Ringo located?
Wesley Lee Ringo is based in LOUISVILLE, Kentucky, working with J.J.B. HILLIARD, W.L. LYONS, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Wesley Lee Ringo charge for services?
Wesley Lee Ringo's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.J.B. HILLIARD, W.L. LYONS, LLC?
J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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