AdvisorOS Directory
Claim Profile
EK

Elizabeth C Kaplan

J.J.B. HILLIARD, W.L. LYONS, LLC·LOUISVILLE, Kentucky
Unclaimed Profile
500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202CRD# 4619011Firm CRD# 453
01

About

Elizabeth C Kaplan is a registered financial advisor based in LOUISVILLE, Kentucky, affiliated with J.J.B. HILLIARD, W.L. LYONS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
J.J.B. HILLIARD, W.L. LYONS, LLC
J.J.B. HILLIARD, W.L. LYONS, LLC
AUM
$9.3B
Regulatory assets under management
Employees
1025
Total firm employees
View all advisors at J.J.B. HILLIARD, W.L. LYONS, LLC →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4619011
Firm CRD# 453
9 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in LOUISVILLE?

Browse all registered financial advisors in LOUISVILLE, Kentucky or claim this profile if it's yours.

Browse LOUISVILLE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Elizabeth C Kaplan offer?
Elizabeth C Kaplan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.
What are Elizabeth C Kaplan's credentials?
Elizabeth C Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Elizabeth C Kaplan located?
Elizabeth C Kaplan is based in LOUISVILLE, Kentucky, working with J.J.B. HILLIARD, W.L. LYONS, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.
How does Elizabeth C Kaplan charge for services?
Elizabeth C Kaplan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.J.B. HILLIARD, W.L. LYONS, LLC?
J.J.B. HILLIARD, W.L. LYONS, LLC has approximately 1025 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in LOUISVILLE
Jeremy D Burtel — CHRYSALIS CAPITAL, LLC DBA CHRYSALIS VENTURES, LLCJohn Johnston Davis — HARVEY INVESTMENT COMPANY, LLCTodd Parker Lowe — PARTHENON LLCThomas Alexander Corea — PARTHENON LLCJanice Sue Peebles — ARGI INVESTMENT SERVICES, LLC
Nearby cities in Kentucky
LEXINGTON (106)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)
City Guides
LEXINGTON GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT GuideBOWLING GREEN Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile