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J.J.B. HILLIARD, W.L. LYONS, LLC
J.J.B. HILLIARD, W.L. LYONS, LLC
LOUISVILLE, Kentucky
·
17 registered advisors
·
CRD# 453
SEC# 801-23120
82
502-588-8400
01
Firm Overview
AUM
$9.3B
Regulatory assets under management
Employees
1025
Total firm employees
Advisors
17
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at J.J.B. HILLIARD, W.L. LYONS, LLC
17 registered advisors
Alan Hamburg Newman
LOUISVILLE, Kentucky
CRD# 719981
Anthony Nicholas Jr Amato
LOUISVILLE, Kentucky
CRD# 1329288
Berrian Austin Dedge
LOUISVILLE, Kentucky
CRD# 4215897
Carmella Rasi Miller
LOUISVILLE, Kentucky
CRD# 1879379
Charles Joseph Jr. Cutsinger
LOUISVILLE, Kentucky
CRD# 2065360
Charles Morrison Grimley
LOUISVILLE, Kentucky
CRD# 1121284
Darryl Keith Metzger
LOUISVILLE, Kentucky
CRD# 3198458
Donald Lee Asfahl
LOUISVILLE, Kentucky
CRD# 2824358
Elizabeth C Kaplan
LOUISVILLE, Kentucky
CRD# 4619011
Gary William England
LOUISVILLE, Kentucky
CRD# 4587837
Jaleigh Jeffers White
LOUISVILLE, Kentucky
CRD# 5950788
James Michael Rogers
LOUISVILLE, Kentucky
CRD# 870075
James Reid Allen
LOUISVILLE, Kentucky
CRD# 1014622
John Randall Bugh
LOUISVILLE, Kentucky
CRD# 1041111
Nicholas Papachristou
LOUISVILLE, Kentucky
CRD# 6464162
Thomas Burks Iii Kessinger
LOUISVILLE, Kentucky
CRD# 2366538
Wesley Lee Ringo
LOUISVILLE, Kentucky
CRD# 1480802
05
Office Locations
LOUISVILLE, Kentucky
17 advisors
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Data sourced from SEC Form ADV filings. J.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.