Unclaimed Profile

Matthew Gregory Bregozzo

AVANTAX PLANNING PARTNERS, INC.·DUBUQUE, Iowa

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 66Clean record14 years registeredAVANTAX PLANNING PARTNERS, INC.

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 5881295Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Gregory Bregozzo · DUBUQUE, IA

Registration

CRD #5881295 · AVANTAX PLANNING PARTNERS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

AVANTAX PLANNING PARTNERS, INC.

Apr 2024 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – present

CETERA INVESTMENT MANAGEMENT LLC

Nov 2015 – present

CETERA ADVISORS LLC

Aug 2015 – present

CETERA FINANCIAL SPECIALISTS LLC

Aug 2015 – present

CETERA INVESTMENT SERVICES LLC

Aug 2015 – present

CETERA WEALTH SERVICES, LLC

Aug 2015 – present

AVANTAX ADVISORY SERVICES

Apr 2024 – Sep 2025

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Nov 2020

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Jan 2012 – Jul 2012

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · January 11, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

Speak with Matthew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Matthew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DUBUQUE?

Browse all registered financial advisors in DUBUQUE, Iowa or claim this profile if it's yours.

Browse DUBUQUE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Matthew Gregory Bregozzo offer?

Matthew Gregory Bregozzo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.

What are Matthew Gregory Bregozzo's credentials?

Matthew Gregory Bregozzo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Gregory Bregozzo located?

Matthew Gregory Bregozzo is based in DUBUQUE, Iowa, working with AVANTAX PLANNING PARTNERS, INC.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.

How does Matthew Gregory Bregozzo charge for services?

Matthew Gregory Bregozzo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANTAX PLANNING PARTNERS, INC.?

AVANTAX PLANNING PARTNERS, INC. has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →