Unclaimed Profile

Andrew David Watts

AVANTAX PLANNING PARTNERS, INC.·DUBUQUE, Iowa

SIE, Series 7, Series 24, Series 66, Series 99TOCFPClean record21 years registeredAVANTAX PLANNING PARTNERS, INC.

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 4780880Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew David Watts · DUBUQUE, IA

Registration

CRD #4780880 · AVANTAX PLANNING PARTNERS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Sep 2025 – present

CETERA WEALTH SERVICES, LLC

Sep 2025 – present

CETERA FINANCIAL SPECIALISTS LLC

Apr 2025 – present

AVANTAX PLANNING PARTNERS, INC.

Mar 2021 – present

AVANTAX ADVISORY SERVICES

Sep 2004 – Sep 2025

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · September 13, 2004

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew David Watts offer?

Andrew David Watts specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.

What are Andrew David Watts's credentials?

Andrew David Watts holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Andrew David Watts located?

Andrew David Watts is based in DUBUQUE, Iowa, working with AVANTAX PLANNING PARTNERS, INC.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.

How does Andrew David Watts charge for services?

Andrew David Watts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANTAX PLANNING PARTNERS, INC.?

AVANTAX PLANNING PARTNERS, INC. has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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