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CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC
SCHAMBURG, Illinois
·
12 registered advisors
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CRD# 165436
SEC# 801-77403
4
310-257-7880
01
Firm Overview
AUM
—
Regulatory assets under management
Employees
24
Total firm employees
Advisors
12
Registered representatives
02
Services & Fees
Advisory Services
Other
Compensation
Other: NO COMPENSATION RECEIVED
03
Advisors at CETERA INVESTMENT MANAGEMENT LLC
12 registered advisors
Gary Lynn Chaffin
SCHAMBURG, Illinois
CRD# 6819431
Gene Fitzgerald Goldman
SCHAMBURG, Illinois
CFA
CRD# 2630667
Jeffrey Joel Mindlin
EL SEGUNDO, California
CRD# 3069859
Jeffrey Robert Buchheister
SCHAMBURG, Illinois
CRD# 4709900
Jose L Rodriguez
EL SEGUNDO, California
CRD# 2310126
Jose Luis Rodriguez
SCHAMBURG, Illinois
CRD# 2105127
Joseph Daniel Neary
SCHAMBURG, Illinois
CRD# 2993505
Kian Rafia
EL SEGUNDO, California
CRD# 4475395
Matthew Neil Kalani Fries
SCHAMBURG, Illinois
CRD# 2723824
Maura Rie Mizuguchi
SCHAMBURG, Illinois
CRD# 5769181
Stanley Robert Smiley
SCHAMBURG, Illinois
CRD# 3004604
Thomas Byron Taylor
SCHAMBURG, Illinois
CFP
CRD# 2193426
05
Office Locations
SCHAMBURG, Illinois
9 advisors
EL SEGUNDO, California
3 advisors
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Data sourced from SEC Form ADV filings. CETERA INVESTMENT MANAGEMENT LLC (CRD# 165436) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.