Home
›
Firms
›
CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC
SCHAMBURG, Illinois
·
18 registered advisors
·
CRD# 165436
SEC# 801-77403
4
310-257-7880
01
Firm Overview
AUM
—
Regulatory assets under management
Employees
24
Total firm employees
Advisors
18
Registered representatives
02
Services & Fees
Advisory Services
Other
Compensation
Other: NO COMPENSATION RECEIVED
03
Advisors at CETERA INVESTMENT MANAGEMENT LLC
18 registered advisors
Allan Keith Shores
SCHAMBURG, Illinois
CRD# 5198775
David James Van Havermaat
SCHAMBURG, Illinois
CRD# 7042846
Gary Lynn Chaffin
SCHAMBURG, Illinois
CRD# 6819431
Gene Fitzgerald Goldman
SCHAMBURG, Illinois
CRD# 2630667
Gregory Alan Olson
EL SEGUNDO, California
CRD# 2692482
Jeffrey Joel Mindlin
EL SEGUNDO, California
CRD# 3069859
Jeffrey Robert Buchheister
SCHAMBURG, Illinois
CRD# 4709900
Jose L Rodriguez
EL SEGUNDO, California
CRD# 2310126
Jose Luis Rodriguez
SCHAMBURG, Illinois
CRD# 2105127
Joseph Daniel Neary
SCHAMBURG, Illinois
CRD# 2993505
Kian Rafia
EL SEGUNDO, California
CRD# 4475395
Lisa Anne Gok
SCHAMBURG, Illinois
CRD# 5059738
Matthew Neil Kalani Fries
SCHAMBURG, Illinois
CRD# 2723824
Maura Rie Mizuguchi
SCHAMBURG, Illinois
CRD# 5769181
Stanley Robert Smiley
SCHAMBURG, Illinois
CRD# 3004604
Thomas Byron Taylor
SCHAMBURG, Illinois
CRD# 2193426
Tom Rothenbucher
EL SEGUNDO, California
CRD# 6318420
Winnie Ai-Ling Lee
SCHAMBURG, Illinois
CRD# 7381661
05
Office Locations
SCHAMBURG, Illinois
13 advisors
EL SEGUNDO, California
5 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. CETERA INVESTMENT MANAGEMENT LLC (CRD# 165436) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.