Unclaimed Profile

Louie Alan Rosalez

AVANTAX PLANNING PARTNERS, INC.·DUBUQUE, Iowa

Clean recordAVANTAX PLANNING PARTNERS, INC.

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 2953138Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louie Alan Rosalez · DUBUQUE, IA

Registration

CRD #2953138 · AVANTAX PLANNING PARTNERS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Louie Alan Rosalez is a registered financial advisor based in DUBUQUE, Iowa, affiliated with AVANTAX PLANNING PARTNERS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

AUM

$6.4B

Regulatory assets under management

Employees

248

Total firm employees

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2953138

Firm CRD# 106237

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Louie Alan Rosalez offer?

Louie Alan Rosalez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.

What are Louie Alan Rosalez's credentials?

Louie Alan Rosalez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louie Alan Rosalez located?

Louie Alan Rosalez is based in DUBUQUE, Iowa, working with AVANTAX PLANNING PARTNERS, INC.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.

How does Louie Alan Rosalez charge for services?

Louie Alan Rosalez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANTAX PLANNING PARTNERS, INC.?

AVANTAX PLANNING PARTNERS, INC. has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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