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Louie Alan Rosalez

AVANTAX PLANNING PARTNERS, INC.·DUBUQUE, Iowa
Unclaimed Profile
3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 2953138Firm CRD# 106237
01

About

Louie Alan Rosalez is a registered financial advisor based in DUBUQUE, Iowa, affiliated with AVANTAX PLANNING PARTNERS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC.
AUM
$6.4B
Regulatory assets under management
Employees
248
Total firm employees
View all advisors at AVANTAX PLANNING PARTNERS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2953138
Firm CRD# 106237
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Louie Alan Rosalez offer?
Louie Alan Rosalez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.
What are Louie Alan Rosalez's credentials?
Louie Alan Rosalez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Louie Alan Rosalez located?
Louie Alan Rosalez is based in DUBUQUE, Iowa, working with AVANTAX PLANNING PARTNERS, INC.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.
How does Louie Alan Rosalez charge for services?
Louie Alan Rosalez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AVANTAX PLANNING PARTNERS, INC.?
AVANTAX PLANNING PARTNERS, INC. has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DAVENPORT (35)FAIRFIELD (31)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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