Unclaimed Profile

Doug Rogers

HONKAMP KRUEGER FINANCIAL SERVICES INC·DUBUQUE, Iowa

SIE, Series 7, Series 66Clean record9 years registeredHONKAMP KRUEGER FINANCIAL SERVICES INC

3390 ASBURY ROAD, DUBUQUE, IA 52002-2801CRD# 5902819Firm CRD# 106237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Doug Rogers · DUBUQUE, IA

Registration

CRD #5902819 · HONKAMP KRUEGER FINANCIAL SERVICES INC · 9 years registered

Brand Profile

Not yet started

Career History

AVANTAX PLANNING PARTNERS, INC.

Jan 2017 – present

INVESTMENT ADVISORS

Dec 2016 – Jan 2017

PLATTEVILLE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 23, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVANTAX PLANNING PARTNERS, INC.

CRD 106237 · SEC 801-50939

AUM

$6.4B

Regulatory assets under management

Employees

248

12,286 client accounts

Services offered by AVANTAX PLANNING PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVANTAX PLANNING PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does Doug Rogers offer?

Doug Rogers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.

What are Doug Rogers's credentials?

Doug Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Doug Rogers located?

Doug Rogers is based in DUBUQUE, Iowa, working with HONKAMP KRUEGER FINANCIAL SERVICES INC. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.

How does Doug Rogers charge for services?

Doug Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HONKAMP KRUEGER FINANCIAL SERVICES INC?

HONKAMP KRUEGER FINANCIAL SERVICES INC has approximately 248 employees and manages $6.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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