Unclaimed Profile

Randy Lynn Welch

PRINCIPAL FINANCIAL ADVISORS, INC.·DES MOINES, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 66Clean record21 years registeredPRINCIPAL FINANCIAL ADVISORS, INC.

801 GRAND AVENUE, DES MOINES, IA 50309-0001CRD# 1487982Firm CRD# 105594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy Lynn Welch · DES MOINES, IA

Registration

CRD #1487982 · PRINCIPAL FINANCIAL ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRINCIPAL FINANCIAL ADVISORS, INC.

PRINCIPAL GLOBAL INVESTORS

Jan 2019 – Aug 2020

Des Moines, IA

PRINCIPAL SECURITIES, INC.

Nov 2004 – Feb 2017

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · November 11, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL FINANCIAL ADVISORS, INC.

CRD 105594 · SEC 801-30958

AUM

$9.0B

Regulatory assets under management

Employees

299 client accounts

Services offered by PRINCIPAL FINANCIAL ADVISORS, INC.

Per Form ADV

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PRINCIPAL FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Randy Lynn Welch offer?

Randy Lynn Welch specializes in Retirement Planning, Wealth Management.

What are Randy Lynn Welch's credentials?

Randy Lynn Welch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randy Lynn Welch located?

Randy Lynn Welch is based in DES MOINES, Iowa, last registered with PRINCIPAL FINANCIAL ADVISORS, INC..

How does Randy Lynn Welch charge for services?

Randy Lynn Welch's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL FINANCIAL ADVISORS, INC.?

PRINCIPAL FINANCIAL ADVISORS, INC. has approximately 31 employees and manages $9.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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