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Michael Joseph Scholten

PRINCIPAL FINANCIAL ADVISORS, INC.·DES MOINES, Iowa
Clean recordPRINCIPAL FINANCIAL ADVISORS, INC.
801 GRAND AVENUE, DES MOINES, IA 50309-0001CRD# 6388259Firm CRD# 105594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Joseph Scholten · DES MOINES, IA
Registration
CRD #6388259 · PRINCIPAL FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Joseph Scholten is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PRINCIPAL FINANCIAL ADVISORS, INC.
PRINCIPAL FINANCIAL ADVISORS, INC.
AUM
$9.0B
Regulatory assets under management
Employees
31
Total firm employees
Services
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 6388259
Firm CRD# 105594
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Joseph Scholten offer?
Michael Joseph Scholten specializes in Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Michael Joseph Scholten's credentials?
Michael Joseph Scholten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Joseph Scholten located?
Michael Joseph Scholten is based in DES MOINES, Iowa, working with PRINCIPAL FINANCIAL ADVISORS, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Michael Joseph Scholten charge for services?
Michael Joseph Scholten's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL FINANCIAL ADVISORS, INC.?
PRINCIPAL FINANCIAL ADVISORS, INC. has approximately 31 employees and manages $9.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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