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Kevin James Morris

PRINCIPAL FINANCIAL ADVISORS, INC.·DES MOINES, Iowa
SIE, Series 6, Series 26Clean recordPRINCIPAL FINANCIAL ADVISORS, INC.
801 GRAND AVENUE, DES MOINES, IA 50309-0001CRD# 2326701Firm CRD# 105594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kevin James Morris · DES MOINES, IA
Registration
CRD #2326701 · PRINCIPAL FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PRINCIPAL FINANCIAL ADVISORS, INC.
CRD 105594 · SEC 801-30958
AUM
$9.0B
Regulatory assets under management
Employees
31
299 client accounts
Services offered by PRINCIPAL FINANCIAL ADVISORS, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at PRINCIPAL FINANCIAL ADVISORS, INC. →
Introduction

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Frequently Asked Questions

What services does Kevin James Morris offer?
Kevin James Morris specializes in Retirement Planning, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Kevin James Morris's credentials?
Kevin James Morris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kevin James Morris located?
Kevin James Morris is based in DES MOINES, Iowa, working with PRINCIPAL FINANCIAL ADVISORS, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Kevin James Morris charge for services?
Kevin James Morris's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL FINANCIAL ADVISORS, INC.?
PRINCIPAL FINANCIAL ADVISORS, INC. has approximately 31 employees and manages $9.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PRINCIPAL FINANCIAL ADVISORS, INC.

Michael Patrick Finnegan
DES MOINES, IA
Michael Joseph Scholten
DES MOINES, IA
Randy Lynn Welch
DES MOINES, IA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Iowa
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City Guides
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Research
Advisor Fees in IowaNational Fee Analysis
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