Unclaimed Profile

Mary Louise Gibbons

RIA ADVISORY GROUP, LLC·DES MOINES, Iowa

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 6525 years registeredRIA ADVISORY GROUP, LLC

500 SW 7TH STREET, DES MOINES, IA 50309CRD# 2049282Firm CRD# 152566

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Louise Gibbons · DES MOINES, IA

Registration

CRD #2049282 · RIA ADVISORY GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

RIA ADVISORY GROUP, LLC

Mar 2019 – present

VISIONPOINT ADVISORY GROUP

Aug 2014 – Mar 2019

AMES, IA

LPL FINANCIAL LLC

Sep 2003 – Oct 2015

WEST DES MOINES, IA

U.S. BANCORP PIPER JAFFRAY INC.

Apr 2001 – Oct 2003

AMES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · April 4, 2001

Years registered · 25

Disclosure History

2014Customer Dispute·Denied

2013Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RIA ADVISORY GROUP, LLC

CRD 152566 · SEC 801-117837

AUM

$399M

Regulatory assets under management

Employees

2,799 client accounts

Services offered by RIA ADVISORY GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RIA ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Mary Louise Gibbons offer?

Mary Louise Gibbons specializes in Investment Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are Mary Louise Gibbons's credentials?

Mary Louise Gibbons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Louise Gibbons located?

Mary Louise Gibbons is based in DES MOINES, Iowa, working with RIA ADVISORY GROUP, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Mary Louise Gibbons charge for services?

Mary Louise Gibbons's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIA ADVISORY GROUP, LLC?

RIA ADVISORY GROUP, LLC has approximately 24 employees and manages $399M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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