Unclaimed Profile

Dana Gene Rausch

RIA ADVISORY GROUP, LLC·DES MOINES, Iowa

SIE, Series 6, Series 63, Series 65Clean record13 years registeredRIA ADVISORY GROUP, LLC

500 SW 7TH STREET, DES MOINES, IA 50309CRD# 5669987Firm CRD# 152566

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana Gene Rausch · DES MOINES, IA

Registration

CRD #5669987 · RIA ADVISORY GROUP, LLC · 13 years registered

Brand Profile

Not yet started

Career History

RIA ADVISORY GROUP, LLC

Aug 2020 – present

VISIONPOINT ADVISORY GROUP

Dec 2017 – Aug 2020

Sioux Falls, SD

PRINCIPAL SECURITIES, INC.

Jan 2013 – Dec 2017

WATERTOWN, SD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · January 2, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIA ADVISORY GROUP, LLC

CRD 152566 · SEC 801-117837

AUM

$399M

Regulatory assets under management

Employees

2,799 client accounts

Services offered by RIA ADVISORY GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RIA ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Dana Gene Rausch offer?

Dana Gene Rausch specializes in Investment Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are Dana Gene Rausch's credentials?

Dana Gene Rausch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dana Gene Rausch located?

Dana Gene Rausch is based in DES MOINES, Iowa, working with RIA ADVISORY GROUP, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Dana Gene Rausch charge for services?

Dana Gene Rausch's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIA ADVISORY GROUP, LLC?

RIA ADVISORY GROUP, LLC has approximately 24 employees and manages $399M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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