Unclaimed Profile

Brian Lee Vestal

RIA ADVISORY GROUP, LLC·DES MOINES, Iowa

Series 7, Series 24, Series 26, Series 63Clean record23 years registeredRIA ADVISORY GROUP, LLC

500 SW 7TH STREET, DES MOINES, IA 50309CRD# 2533289Firm CRD# 152566

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Lee Vestal · DES MOINES, IA

Registration

CRD #2533289 · RIA ADVISORY GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

RIA ADVISORY GROUP, LLC

Feb 2010 – present

ADVISOR BACK OFFICE TECHNOLOGIES, LLC

Mar 2016 – Dec 2016

DES MOINES, IA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Oct 2008 – Apr 2010

ANKENY, IA

LPL FINANCIAL CORPORATION

Mar 2003 – Oct 2008

ANKENY, IA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 26

Series 63

Registration record

First registered · March 4, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIA ADVISORY GROUP, LLC

CRD 152566 · SEC 801-117837

AUM

$399M

Regulatory assets under management

Employees

2,799 client accounts

Services offered by RIA ADVISORY GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RIA ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Lee Vestal offer?

Brian Lee Vestal specializes in Investment Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are Brian Lee Vestal's credentials?

Brian Lee Vestal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Lee Vestal located?

Brian Lee Vestal is based in DES MOINES, Iowa, working with RIA ADVISORY GROUP, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Brian Lee Vestal charge for services?

Brian Lee Vestal's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIA ADVISORY GROUP, LLC?

RIA ADVISORY GROUP, LLC has approximately 24 employees and manages $399M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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