Unclaimed Profile

Stacy Elaine Hefty

CX INSTITUTIONAL, LLC·AUBURN, Indiana

SIE, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredCX INSTITUTIONAL, LLC

200 EAST 7TH STREET, AUBURN, IN 46706CRD# 4037576Firm CRD# 292627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacy Elaine Hefty · AUBURN, IN

Registration

CRD #4037576 · CX INSTITUTIONAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CX INSTITUTIONAL, LLC

Mar 2018 – present

HEFTY WEALTH PARTNERS

Jul 2010 – Aug 2018

AUBURN, IN

LPL FINANCIAL CORPORATION

Sep 2002 – Sep 2010

AUBURN, IN

FFP ADVISORY SERVICES INC

Jan 2001 – Oct 2002

AUBURN, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CX INSTITUTIONAL, LLC

CRD 292627 · SEC 801-112742

AUM

$3.3B

Regulatory assets under management

Employees

10,540 client accounts

Services offered by CX INSTITUTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CX INSTITUTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does Stacy Elaine Hefty offer?

Stacy Elaine Hefty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUBURN, Indiana for a consultation.

What are Stacy Elaine Hefty's credentials?

Stacy Elaine Hefty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stacy Elaine Hefty located?

Stacy Elaine Hefty is based in AUBURN, Indiana, working with CX INSTITUTIONAL, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.

How does Stacy Elaine Hefty charge for services?

Stacy Elaine Hefty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CX INSTITUTIONAL, LLC?

CX INSTITUTIONAL, LLC has approximately 85 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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