Unclaimed Profile

John Thomas Knowlton

CXI ADVISORS, LLC·AUBURN, Indiana

SIE, Series 7, Series 24, Series 63CFPClean record19 years registeredCXI ADVISORS, LLC

200 EAST 7TH STREET, AUBURN, IN 46706CRD# 3156314Firm CRD# 301321

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Knowlton · AUBURN, IN

Registration

CRD #3156314 · CXI ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CXI ADVISORS, LLC

CX INSTITUTIONAL, LLC

Mar 2018 – Mar 2021

PORTAGE, MI

OAK POINT WEALTH MANAGEMENT, LLC

Jun 2017 – Aug 2018

PORTAGE, MI

OAK POINT FINANCIAL GROUP

Nov 2010 – Aug 2018

PORTAGE, MI

LPL FINANCIAL LLC

Sep 2010 – May 2011

PORTAGE, MI

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2006 – Oct 2009

PORTAGE, MI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · October 3, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CXI ADVISORS, LLC

CRD 301321 · SEC 801-115248

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by CXI ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CXI ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Thomas Knowlton offer?

John Thomas Knowlton specializes in Financial Planning, Investment Management.

What are John Thomas Knowlton's credentials?

John Thomas Knowlton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Thomas Knowlton located?

John Thomas Knowlton is based in AUBURN, Indiana, last registered with CXI ADVISORS, LLC.

How does John Thomas Knowlton charge for services?

John Thomas Knowlton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CXI ADVISORS, LLC?

CXI ADVISORS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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