Unclaimed Profile

Christina Ann Thompson

CX INSTITUTIONAL, LLC·AUBURN, Indiana

SIE, Series 6, Series 7, Series 14, Series 24, Series 63, Series 65, Series 99TOClean record8 years registeredCX INSTITUTIONAL, LLC

112 EAST 7TH STREET, AUBURN, IN 46706CRD# 5720033Firm CRD# 292627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christina Ann Thompson · AUBURN, IN

Registration

CRD #5720033 · CX INSTITUTIONAL, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CX INSTITUTIONAL, LLC

FIFTH THIRD SECURITIES, INC.

Jul 2022 – May 2023

CARMEL, IN

CX INSTITUTIONAL, LLC

Mar 2018 – Jan 2019

AUBURN, IN

HEFTY WEALTH PARTNERS

Jan 2018 – Aug 2018

AUBURN, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 11, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CX INSTITUTIONAL, LLC

CRD 292627 · SEC 801-112742

AUM

$3.3B

Regulatory assets under management

Employees

10,540 client accounts

Services offered by CX INSTITUTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CX INSTITUTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does Christina Ann Thompson offer?

Christina Ann Thompson specializes in Financial Planning, Investment Management, Wealth Management.

What are Christina Ann Thompson's credentials?

Christina Ann Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christina Ann Thompson located?

Christina Ann Thompson is based in AUBURN, Indiana, last registered with CX INSTITUTIONAL, LLC.

How does Christina Ann Thompson charge for services?

Christina Ann Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CX INSTITUTIONAL, LLC?

CX INSTITUTIONAL, LLC has approximately 85 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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