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Douglas Edward Lockwood

CX INSTITUTIONAL, LLC·AUBURN, Indiana
Clean recordCX INSTITUTIONAL, LLC
200 EAST 7TH STREET, AUBURN, IN 46706CRD# 1703831Firm CRD# 292627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Douglas Edward Lockwood · AUBURN, IN
Registration
CRD #1703831 · CX INSTITUTIONAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Douglas Edward Lockwood is a registered financial advisor based in AUBURN, Indiana, affiliated with CX INSTITUTIONAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CX INSTITUTIONAL, LLC
CX INSTITUTIONAL, LLC
AUM
$3.3B
Regulatory assets under management
Employees
85
Total firm employees
View all advisors at CX INSTITUTIONAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1703831
Firm CRD# 292627
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas Edward Lockwood offer?
Douglas Edward Lockwood specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUBURN, Indiana for a consultation.
What are Douglas Edward Lockwood's credentials?
Douglas Edward Lockwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Edward Lockwood located?
Douglas Edward Lockwood is based in AUBURN, Indiana, working with CX INSTITUTIONAL, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.
How does Douglas Edward Lockwood charge for services?
Douglas Edward Lockwood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CX INSTITUTIONAL, LLC?
CX INSTITUTIONAL, LLC has approximately 85 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CX INSTITUTIONAL, LLC

Angela Marie Lockwood
AUBURN, IN
Christopher Joel Lipper
AUBURN, IN
David Wayne Hefty
AUBURN, IN
Edison Byzyka
AUBURN, IN
Brian Christopher Davis
AUBURN, IN
Brian Wessley
AUBURN, IN

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