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Joel Matthew Grimm

PATHWAY FINANCIAL ADVISERS, LLC·AUBURN, Indiana
Series 6512 years registeredPATHWAY FINANCIAL ADVISERS, LLC
4571 COUNTY ROAD 35, AUBURN, IN 46706CRD# 6287745Firm CRD# 166237

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel Matthew Grimm · AUBURN, IN
Registration
CRD #6287745 · PATHWAY FINANCIAL ADVISERS, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

PATHWAY FINANCIAL ADVISERS, LLC
Jan 2014 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 23, 2014
Years registered · 12
03

Disclosure History

1984Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PATHWAY FINANCIAL ADVISERS, LLC
CRD 166237 · SEC 801-80650
AUM
$384M
Regulatory assets under management
Employees
8
1,604 client accounts
Services offered by PATHWAY FINANCIAL ADVISERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PATHWAY FINANCIAL ADVISERS, LLC →
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05

Frequently Asked Questions

What services does Joel Matthew Grimm offer?
Joel Matthew Grimm specializes in Financial Planning, Investment Management. Contact their office in AUBURN, Indiana for a consultation.
What are Joel Matthew Grimm's credentials?
Joel Matthew Grimm is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel Matthew Grimm located?
Joel Matthew Grimm is based in AUBURN, Indiana, working with PATHWAY FINANCIAL ADVISERS, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.
How does Joel Matthew Grimm charge for services?
Joel Matthew Grimm's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PATHWAY FINANCIAL ADVISERS, LLC?
PATHWAY FINANCIAL ADVISERS, LLC has approximately 8 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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