Unclaimed Profile

David Wayne Hefty

CX INSTITUTIONAL, LLC·AUBURN, Indiana

SIE, Series 7, Series 24, Series 31, Series 53, Series 63, Series 65CFPClean record25 years registeredCX INSTITUTIONAL, LLC

200 EAST 7TH STREET, AUBURN, IN 46706CRD# 3251339Firm CRD# 292627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wayne Hefty · AUBURN, IN

Registration

CRD #3251339 · CX INSTITUTIONAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CX INSTITUTIONAL, LLC

Mar 2018 – present

LPL FINANCIAL LLC

Aug 2014 – Sep 2020

AUBURN, IN

HEFTY WEALTH PARTNERS

Jul 2010 – Aug 2018

AUBURN, IN

LPL FINANCIAL LLC

Sep 2002 – Feb 2011

AUBURN, IN

FFP ADVISORY SERVICES INC

Jan 2001 – Oct 2002

AUBURN, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 53

Series 63

Series 65

Registration record

First registered · January 1, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CX INSTITUTIONAL, LLC

CRD 292627 · SEC 801-112742

AUM

$3.3B

Regulatory assets under management

Employees

10,540 client accounts

Services offered by CX INSTITUTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CX INSTITUTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Wayne Hefty offer?

David Wayne Hefty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUBURN, Indiana for a consultation.

What are David Wayne Hefty's credentials?

David Wayne Hefty holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Wayne Hefty located?

David Wayne Hefty is based in AUBURN, Indiana, working with CX INSTITUTIONAL, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.

How does David Wayne Hefty charge for services?

David Wayne Hefty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CX INSTITUTIONAL, LLC?

CX INSTITUTIONAL, LLC has approximately 85 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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