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Robert Melvin Steiner

ROTHSCHILD INVESTMENT CORPORATION·CHICAGO, Illinois
SIE, Series 1, Series 4, Series 24, Series 63ROTHSCHILD INVESTMENT CORPORATION
311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 700527Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Melvin Steiner · CHICAGO, IL
Registration
CRD #700527 · ROTHSCHILD INVESTMENT CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 4
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
ROTHSCHILD INVESTMENT LLC
CRD 728 · SEC 801-7395
AUM
$2.0B
Regulatory assets under management
Employees
40
2,211 client accounts
Services offered by ROTHSCHILD INVESTMENT LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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04

Frequently Asked Questions

What services does Robert Melvin Steiner offer?
Robert Melvin Steiner specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Robert Melvin Steiner's credentials?
Robert Melvin Steiner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Melvin Steiner located?
Robert Melvin Steiner is based in CHICAGO, Illinois, working with ROTHSCHILD INVESTMENT CORPORATION. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Robert Melvin Steiner charge for services?
Robert Melvin Steiner's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROTHSCHILD INVESTMENT CORPORATION?
ROTHSCHILD INVESTMENT CORPORATION has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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