Unclaimed Profile

Joel Edward Solomon

ROTHSCHILD INVESTMENT LLC·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 63, Series 65Clean record30 years registeredROTHSCHILD INVESTMENT LLC

311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 704990Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Edward Solomon · CHICAGO, IL

Registration

CRD #704990 · ROTHSCHILD INVESTMENT LLC · 30 years registered

Brand Profile

Not yet started

Career History

ROTHSCHILD INVESTMENT

Jan 1996 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 23, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROTHSCHILD INVESTMENT LLC

CRD 728 · SEC 801-7395

AUM

$2.0B

Regulatory assets under management

Employees

2,211 client accounts

Services offered by ROTHSCHILD INVESTMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROTHSCHILD INVESTMENT LLC →

Introduction

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Frequently Asked Questions

What services does Joel Edward Solomon offer?

Joel Edward Solomon specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Joel Edward Solomon's credentials?

Joel Edward Solomon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Edward Solomon located?

Joel Edward Solomon is based in CHICAGO, Illinois, working with ROTHSCHILD INVESTMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Joel Edward Solomon charge for services?

Joel Edward Solomon's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROTHSCHILD INVESTMENT LLC?

ROTHSCHILD INVESTMENT LLC has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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