Unclaimed Profile

Paul Edward Geringer

ROTHSCHILD INVESTMENT LLC·CHICAGO, Illinois

SIE, Series 731 years registeredROTHSCHILD INVESTMENT LLC

311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 1000709Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Edward Geringer · CHICAGO, IL

Registration

CRD #1000709 · ROTHSCHILD INVESTMENT LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROTHSCHILD INVESTMENT LLC

ROTHSCHILD INVESTMENT CORPORATION

Jan 1995 – Jan 2025

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Registration record

First registered · January 31, 1995

Years registered · 31

Disclosure History

2008Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROTHSCHILD INVESTMENT LLC

CRD 728 · SEC 801-7395

AUM

$2.0B

Regulatory assets under management

Employees

2,211 client accounts

Services offered by ROTHSCHILD INVESTMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROTHSCHILD INVESTMENT LLC →

Introduction

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Frequently Asked Questions

What services does Paul Edward Geringer offer?

Paul Edward Geringer specializes in Investment Management, Wealth Management.

What are Paul Edward Geringer's credentials?

Paul Edward Geringer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Edward Geringer located?

Paul Edward Geringer is based in CHICAGO, Illinois, last registered with ROTHSCHILD INVESTMENT LLC.

How does Paul Edward Geringer charge for services?

Paul Edward Geringer's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROTHSCHILD INVESTMENT LLC?

ROTHSCHILD INVESTMENT LLC has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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