Unclaimed Profile

Richard Foreman Karger

ROTHSCHILD INVESTMENT LLC·CHICAGO, Illinois

SIE, Series 7TO, Series 24, Series 40, Series 63Clean record28 years registeredROTHSCHILD INVESTMENT LLC

311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 815732Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Foreman Karger · CHICAGO, IL

Registration

CRD #815732 · ROTHSCHILD INVESTMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROTHSCHILD INVESTMENT LLC

ROTHSCHILD INVESTMENT CORPORATION

Jun 1998 – Jan 2025

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 40

Series 63

Registration record

First registered · June 3, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROTHSCHILD INVESTMENT LLC

CRD 728 · SEC 801-7395

AUM

$2.0B

Regulatory assets under management

Employees

2,211 client accounts

Services offered by ROTHSCHILD INVESTMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROTHSCHILD INVESTMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Foreman Karger offer?

Richard Foreman Karger specializes in Investment Management, Wealth Management.

What are Richard Foreman Karger's credentials?

Richard Foreman Karger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Foreman Karger located?

Richard Foreman Karger is based in CHICAGO, Illinois, last registered with ROTHSCHILD INVESTMENT LLC.

How does Richard Foreman Karger charge for services?

Richard Foreman Karger's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROTHSCHILD INVESTMENT LLC?

ROTHSCHILD INVESTMENT LLC has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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