Unclaimed Profile

Brian Douglas Lenart

ROTHSCHILD INVESTMENT LLC·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 62, Series 63, Series 65, Series 79TO, Series 99TOROTHSCHILD INVESTMENT LLC

311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 736107Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Douglas Lenart · CHICAGO, IL

Registration

CRD #736107 · ROTHSCHILD INVESTMENT LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 62

Series 63

Series 65

Series 79TO

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ROTHSCHILD INVESTMENT LLC

CRD 728 · SEC 801-7395

AUM

$2.0B

Regulatory assets under management

Employees

2,211 client accounts

Services offered by ROTHSCHILD INVESTMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROTHSCHILD INVESTMENT LLC →

Introduction

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Frequently Asked Questions

What services does Brian Douglas Lenart offer?

Brian Douglas Lenart specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Brian Douglas Lenart's credentials?

Brian Douglas Lenart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Douglas Lenart located?

Brian Douglas Lenart is based in CHICAGO, Illinois, working with ROTHSCHILD INVESTMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Brian Douglas Lenart charge for services?

Brian Douglas Lenart's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROTHSCHILD INVESTMENT LLC?

ROTHSCHILD INVESTMENT LLC has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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