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Martin Barry Kaplan

MESIROW ADVANCED STRATEGIES INC·CHICAGO, Illinois
SIE, Series 7, Series 31, Series 65Clean record28 years registeredMESIROW ADVANCED STRATEGIES INC
353 N. CLARK STREET, CHICAGO, IL 60654CRD# 2616980Firm CRD# 110754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Martin Barry Kaplan · CHICAGO, IL
Registration
CRD #2616980 · MESIROW ADVANCED STRATEGIES INC · 28 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: MESIROW ADVANCED STRATEGIES INC
MESIROW ADVANCED STRATEGIES INC
Apr 1998 – Jan 2017
CHICAGO, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 65
Registration record
First registered · April 3, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MESIROW ADVANCED STRATEGIES INC
CRD 110754 · SEC 801-36109
Employees
1
Total firm employees
Services offered by MESIROW ADVANCED STRATEGIES INC
Per Form ADV
Other
View all advisors at MESIROW ADVANCED STRATEGIES INC →
Introduction

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05

Frequently Asked Questions

What services does Martin Barry Kaplan offer?
Martin Barry Kaplan is a registered financial advisor in CHICAGO, Illinois.
What are Martin Barry Kaplan's credentials?
Martin Barry Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Martin Barry Kaplan located?
Martin Barry Kaplan is based in CHICAGO, Illinois, last registered with MESIROW ADVANCED STRATEGIES INC.
How does Martin Barry Kaplan charge for services?
Martin Barry Kaplan's firm is compensated through other: no fees are currently being collected.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MESIROW ADVANCED STRATEGIES INC?
MESIROW ADVANCED STRATEGIES INC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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Howard Marc Rossman
CHICAGO, IL
Greg Tyler Fedorinchik
CHICAGO, IL
Mark Christopher Kulpins
CHICAGO, IL

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