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ROTHSCHILD INVESTMENT LLC
ROTHSCHILD INVESTMENT LLC
ROTHSCHILD INVESTMENT CORPORATION
CHICAGO, Illinois
·
9 registered advisors
·
CRD# 728
SEC# 801-7395
0
312-983-8900
01
Firm Overview
AUM
$2.0B
Regulatory assets under management
Employees
40
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
03
Specialties
Investment Management
Wealth Management
04
Advisors at ROTHSCHILD INVESTMENT LLC
9 registered advisors
Bart Richard Bonga
CHICAGO, Illinois
CRD# 2798234
Bradley Charles Drake
CHICAGO, Illinois
CRD# 2158458
Brian Douglas Lenart
CHICAGO, Illinois
CRD# 736107
Dale Richard Bonga
CHICAGO, Illinois
CRD# 25608
James Allyn Franke
CHICAGO, Illinois
CRD# 4728087
Joel Edward Solomon
CHICAGO, Illinois
CRD# 704990
Paul Edward Geringer
CHICAGO, Illinois
CRD# 1000709
Richard Foreman Karger
CHICAGO, Illinois
CRD# 815732
Robert Melvin Steiner
CHICAGO, Illinois
CRD# 700527
05
Office Locations
CHICAGO, Illinois
9 advisors
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Data sourced from SEC Form ADV filings. ROTHSCHILD INVESTMENT LLC (CRD# 728) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.