Unclaimed Profile

Phillip Edward Enochs

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65CFAClean record4 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

10 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 2860098Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Edward Enochs · CHICAGO, IL

Registration

CRD #2860098 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUFF & PHELPS INVESTMENT MANAGEMENT CO.

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Jun 2024 – Dec 2025

CHICAGO, IL

DIMENSIONAL FUND ADVISORS LP

Sep 2021 – Apr 2024

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 8, 2021

Years registered · 4

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

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Frequently Asked Questions

What services does Phillip Edward Enochs offer?

Phillip Edward Enochs specializes in Investment Management, Retirement Planning, Wealth Management.

What are Phillip Edward Enochs's credentials?

Phillip Edward Enochs holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Phillip Edward Enochs located?

Phillip Edward Enochs is based in CHICAGO, Illinois, last registered with DUFF & PHELPS INVESTMENT MANAGEMENT CO..

How does Phillip Edward Enochs charge for services?

Phillip Edward Enochs's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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