Unclaimed Profile

Joyce Barbara Riegel

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

Clean recordDUFF & PHELPS INVESTMENT MANAGEMENT CO.

200 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 2197347Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joyce Barbara Riegel · CHICAGO, IL

Registration

CRD #2197347 · DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Joyce Barbara Riegel is a registered financial advisor based in CHICAGO, Illinois, affiliated with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

AUM

$12.3B

Regulatory assets under management

Employees

Total firm employees

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2197347

Firm CRD# 107296

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joyce Barbara Riegel offer?

Joyce Barbara Riegel specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Joyce Barbara Riegel's credentials?

Joyce Barbara Riegel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joyce Barbara Riegel located?

Joyce Barbara Riegel is based in CHICAGO, Illinois, working with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Joyce Barbara Riegel charge for services?

Joyce Barbara Riegel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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