Unclaimed Profile

Randle Lorenzo Smith

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

SIE, Series 7, Series 63CFAClean record16 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

200 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 2675190Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randle Lorenzo Smith · CHICAGO, IL

Registration

CRD #2675190 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUFF & PHELPS INVESTMENT MANAGEMENT CO.

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Mar 2010 – Oct 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · March 8, 2010

Years registered · 16

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

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Frequently Asked Questions

What services does Randle Lorenzo Smith offer?

Randle Lorenzo Smith specializes in Investment Management, Retirement Planning, Wealth Management.

What are Randle Lorenzo Smith's credentials?

Randle Lorenzo Smith holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Randle Lorenzo Smith located?

Randle Lorenzo Smith is based in CHICAGO, Illinois, last registered with DUFF & PHELPS INVESTMENT MANAGEMENT CO..

How does Randle Lorenzo Smith charge for services?

Randle Lorenzo Smith's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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