Unclaimed Profile

Shalini Nmn Sharma

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

SIE, Series 7, Series 66Clean record20 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

200 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 4315710Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shalini Nmn Sharma · CHICAGO, IL

Registration

CRD #4315710 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUFF & PHELPS INVESTMENT MANAGEMENT CO.

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Apr 2006 – Dec 2025

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 28, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

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Frequently Asked Questions

What services does Shalini Nmn Sharma offer?

Shalini Nmn Sharma specializes in Investment Management, Retirement Planning, Wealth Management.

What are Shalini Nmn Sharma's credentials?

Shalini Nmn Sharma is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shalini Nmn Sharma located?

Shalini Nmn Sharma is based in CHICAGO, Illinois, last registered with DUFF & PHELPS INVESTMENT MANAGEMENT CO..

How does Shalini Nmn Sharma charge for services?

Shalini Nmn Sharma's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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