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DUFF & PHELPS INVESTMENT MANAGEMENT CO.
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
CHICAGO, Illinois
·
18 registered advisors
·
CRD# 107296
SEC# 801-14813
2
312-263-2610
01
Firm Overview
AUM
$12.3B
Regulatory assets under management
Employees
54
Total firm employees
Advisors
18
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO.
18 registered advisors
Brian Gregory Morandi
CHICAGO, Illinois
CFA
CRD# 3188915
Connie Marie Luecke
CHICAGO, Illinois
CFA
CRD# 2642499
David Dean Grumhaus
CHICAGO, Illinois
CRD# 2544692
Deborah Ann Jansen
CHICAGO, Illinois
CRD# 5118621
Eric Jonathan Elvekrog
CHICAGO, Illinois
CFA
CRD# 2665678
Frank James Haggerty
CHICAGO, Illinois
CRD# 2450702
Frank Nicholas Donnelly
CHICAGO, Illinois
CRD# 1258637
Geoffrey Peter Dybas
CHICAGO, Illinois
CFA
CRD# 2696909
John Luther Creswell
CHICAGO, Illinois
CRD# 2943302
Joyce Barbara Riegel
CHICAGO, Illinois
CRD# 2197347
Kathleen Louise Hegyi
CHICAGO, Illinois
CRD# 2229746
Nathan Ivey Partain
CHICAGO, Illinois
CRD# 2683470
Phillip Edward Enochs
CHICAGO, Illinois
CFA
CRD# 2860098
Randle Lorenzo Smith
CHICAGO, Illinois
CFA
CRD# 2675190
Robert George Hiebert
CHICAGO, Illinois
CRD# 4515574
Shalini Nmn Sharma
CHICAGO, Illinois
CRD# 4315710
Timothy Michael Heaney
CHICAGO, Illinois
CRD# 4888271
Wendy Jacqueline Hills
CHICAGO, Illinois
CRD# 3096057
05
Office Locations
CHICAGO, Illinois
18 advisors
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Data sourced from SEC Form ADV filings. DUFF & PHELPS INVESTMENT MANAGEMENT CO. (CRD# 107296) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.