Unclaimed Profile

John Francis Eckstein

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

Series 3, Series 30, Series 65Clean record15 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 2366779Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Francis Eckstein · CHICAGO, IL

Registration

CRD #2366779 · ASTOR INVESTMENT MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTOR INVESTMENT MANAGEMENT LLC

LAKEWOOD INVESTMENT MANAGEMENT LLC

Mar 2014 – Mar 2015

CHICAGO, IL

ASTOR INVESTMENT MANAGEMENT LLC

Dec 2013 – Aug 2025

New York, NY

NATIONAL ASSET MANAGEMENT, INC.

Aug 2013 – Apr 2014

NEW YORK, NY

ASTOR ASSET MANAGEMENT LLC

Jul 2011 – Aug 2013

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 3

Series 30

Series 65

Registration record

First registered · July 7, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Francis Eckstein offer?

John Francis Eckstein specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are John Francis Eckstein's credentials?

John Francis Eckstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Francis Eckstein located?

John Francis Eckstein is based in CHICAGO, Illinois, last registered with ASTOR INVESTMENT MANAGEMENT LLC.

How does John Francis Eckstein charge for services?

John Francis Eckstein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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